James McArthur

President & Chief Compliance Officer, Financial Advisor

James McArthur was originally introduced to the field of financial services when he was hired as a Financial Advisor with Prudential Financial in 1996. In 2002, he became the Director of Training for the Western Division of AXA Distributors.

Throughout his career in financial services, he was even ranked within the top 10 percentile of Sales Managers nationally with MetLife Securities and Prudential Financial. Mr. Mcarthur was then appointed to be on the Executive Council in 2007, which consists of the Top 25 Sales Managers in the Nation. Today, James McArthur holds the titles of President and Chief Compliance Officer at A.G. Morgan Financial Advisors, LLC.

Working at A.G. Morgan, Mr. Mcarthur’s areas of specialization consist of financial planning, investments, and insurance. James McArthur also has his Series 7, 6, 63 registrations and the New York State Life & Health License.

Mr. McArthur lives on Long Island with his wife and the three children they share.

Professional Credentials

Licensure

Series 7, 6, 63 Registrations
New York State Life & Health License

Accomplishments

Nationally ranked in the top 10 percentile of Sales Managers with MetLife Securities and Prudential Financial
Appointed to Executive Council in 2007, which consists of the Top 25 Sales Managers in the Nation

Professional Experience

President and Chief Compliance Officer of A.G. Morgan Financial Advisors, LLC.
Director of Training for the Western Division of AXA Distributors
Financial Advisor with Prudential Financial

How to Invest in Your Future: A Guide for Young Adults

When you’re young, it can be hard to think about the future. You’re probably more concerned with things like school, friends, and your social life.

September 21, 2022

How to Invest in Your Future: The Ultimate Guide

You’ve probably heard the saying, “It’s better to be safe than sorry.” Well, when it comes to your future, that is especially true. It’s never

September 14, 2022

Investments

Why it is Important to Build an Emergency Fund Before Making Investments

It is common knowledge that having an emergency fund is important. It gives you a cushion to fall back on in case of unexpected expenses

August 17, 2022

Investments

Why Having a Plan is Important Before Investing: A Guide By Financial Advisors

It is said that failing to plan is planning to fail. This statement could not be more accurate when applied to the world of investing.

August 10, 2022

Investments

First-Day Investing Advice for Newcomers

The last several years have taught us a few things about investment which we will talk about below in this guide. Invest in the literature

July 19, 2022

Investments

Investing in a Small Business: What Prospective Investors Look for

Remember that investors and lenders are fundamentally different, and you will need to take that into account when deciding what sort of money you need.

July 18, 2022

Connect with James McArthur

If you would like to learn more about investments, you can get in touch with James using the form on the contact page. Mr. McArthur is always welcome to networking and business opportunities with like minded individuals. If you would like to hear what James McArthur has to say regarding the investment industry, you can follow his social media for tips and helpful information.

Hours

Monday - Friday: 9:00-5:30

We are here

Massapequa, NY